RECESSION AND DIVERSIFICATION
Are we in a major recession, a mild recession, or just a slump?
Whatever you want to call it, diversification certainly counts.
Presented by The Clark Financial Group, LLC


Investments uncorrelated or indirectly correlated to the stock market – such as CDs, Treasuries and annuities – are getting another look these days. Here’s a look at some of the options before investors.

Banking on the future. Under recessionary conditions, short-term CDs, money market accounts and Treasury notes sometimes appeal to those who want to receive a competitive yield versus stocks and bonds over six months or a year with less risk. Treasuries are also free from state income tax, and some Treasuries are TIPS (Treasury Inflation Protected Securities), meaning they are hedged against inflation. The comparative certainty of all these investments appeals to people seeking diversification.

Bonding together. In this kind of economic climate, some investors may also be attracted to bonds and bond funds. Bonds, after all, offer the investor a reliable payment stream and repayment of principal (based on payment ability or solvency of issuer). Besides municipal and government bonds, there are also corporate bonds, including fixed-rate capital securities offering predictable monthly, quarterly or semiannual income. Some investors like short-term bond funds, which typically invest in commercial paper, bills, and certificates of deposit. Often, bonds funds generate monthly income, and some allow check-writing so people can meet emergency cash needs. Some exchange-traded funds (ETFs) are bond ETFs, which tend to favor investment in inflation-protected bonds.

A contractual choice. Annuities are another type of investment with little or no correlation to the stock market. Under these contracts, you make payments to an insurance company which in turn agrees to make payments to you, immediately or in the near future. A fixed annuity offers “guaranteed” income payments and a “guaranteed” rate of return (“guaranteed” by the insurance company, that is, not the FDIC or SEC). A variable annuity usually allows you the choice of stock market participation (usually via mutual fund investment) with possible protection of your principal. An equity-indexed annuity offers returns tied to an equity index, but with a minimum rate of return “guaranteed” by the insurer.

Is it time to diversify? You may want to learn more about these investments, and others that may help you modify your portfolio for a recession or downturn, including our bear market option strategies. Before you make any investment decision, be sure and talk with a qualified financial advisor.

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The Clark Financial Group, LLC
7300 W 110th St Suite 700
Overland Park, KS 66210
Phone: (800) 797-1979
Email: cclark@brokersXpress.com


Charles Clark is a Representative with brokersXpress, LLC and may be reached at www.clarkfinancial.com , (800) 797-1979 or cclark@brokersxpress.com .  Securities offered through: brokersXpress, LLC, Member FINRA/SIPC a Registered Investment Advisor Corporate Office: 311 W. Monroe Street • Suite 1000 • Chicago, Illinois 60606 www.brokersxpress.com • 888.280.7030

These are the views of Peter Montoya, Inc., not the named Representative or Broker/Dealer, and should not be construed as investment advice. Neither the named Representative nor Broker/Dealer gives tax or legal advice. All information is believed to be from reliable sources; however, we make no representation as to its completeness or accuracy. Please consult your Financial Advisor for further information.

Citations. 1 usatoday.com/money/economy/2008-01-10-bernanke-interest-rates_N.htm - 51k -

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